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Robert Walsh

Centaurus Financial, INC.
33 Years of Experience
Shelton, CT
1 DisclosureBrokerSells Insurance
View SEC Summary
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Robert Walsh is a registered investment advisor at Centaurus Financial, INC., based in Shelton, CT, with 33 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
441 advisors
Number of Clients
45,336 clients
Average Client Portfolio
$215K average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

231 Coram Avenue, Shelton, CT, 06484

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert is the president of CT Institute of Finance, where he sells property and casualty insurance, and prepares taxes. He also works as a coach for Sound Coaching Inc. for about three-quarters of his time.

Employment History
Current Registrations
Centaurus Financial, INC.Broker
May 2017 - Present · 9 yrs 5 mos
Centaurus Financial, INC.
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
American Portfolios Advisors, INC
March 2013 - June 2017 · 4 yrs 3 mos
American Portfolios Financial Services, INC.Broker
February 2011 - May 2017 · 6 yrs 3 mos
Sound Asset Management Group, LLC
March 2008 - January 2017 · 8 yrs 10 mos
Qa3 Financial CORP.Broker
January 2008 - February 2011 · 3 yrs 1 mo
Sound Asset Management, INC.
July 2005 - March 2008 · 2 yrs 8 mos
Pfa/pinnacle Financial Advisors
December 2002 - December 2004 · 2 yrs
Royal Alliance Associates, INC.Broker
December 2002 - January 2008 · 5 yrs 1 mo
Prime Capital Services, INC.Broker
January 1999 - September 2002 · 3 yrs 8 mos
Royal Alliance Associates, INC.Broker
December 1997 - January 1999 · 1 yr 1 mo
Patriot Securities, INC.Broker
April 1993 - December 1994 · 1 yr 8 mos
Euro Brokers Maxcor INC.Broker
August 1991 - November 1992 · 1 yr 3 mos
Sanwa - Bgk Securities CO., L.P.Broker
September 1989 - January 1990 · 4 mos
Firstmark Securities, INC.Broker
November 1984 - March 1985 · 4 mos
Barron, Marshall & Kamen CO., INC.Broker
October 1984 - November 1984 · 1 mo
Zeller, Torykian & CO. INC.Broker
January 1984 - October 1984 · 9 mos
State Registrations20 states
AZCACTDEFLGAMAMDMENCNHNJNVNYPASCTNTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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