Robert Walsh
Robert Walsh is a registered investment advisor at Centaurus Financial, INC., based in Shelton, CT, with 32 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
231 Coram Avenue, Shelton, CT, 06484
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2002Other Business ActivitiesSells Insurance
Robert is the president of CT Institute of Finance, where he sells property and casualty insurance, and prepares taxes. He also works as a coach for Sound Coaching Inc. for about three-quarters of his time.
Employment History
Current Registrations
Centaurus Financial, INC.Broker
Centaurus Financial, INC.
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Sound Asset Management Group, LLC
Qa3 Financial CORP.Broker
Sound Asset Management, INC.
Pfa/pinnacle Financial Advisors
Royal Alliance Associates, INC.Broker
Prime Capital Services, INC.Broker
Royal Alliance Associates, INC.Broker
Patriot Securities, INC.Broker
Euro Brokers Maxcor INC.Broker
Sanwa - Bgk Securities CO., L.P.Broker
Firstmark Securities, INC.Broker
Barron, Marshall & Kamen CO., INC.Broker
Zeller, Torykian & CO. INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.