BA
BA
Basil Allison
41 Years of Experience
Spring Hill, FL
3 DisclosuresBroker
Basil Allison is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Spring Hill, FL, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
5129 Commercial Way, Spring Hill, FL, 34606
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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009Denied
Customer Dispute
November 1990Award / Judgment
Customer Dispute
October 1990Award / Judgment
Other Business Activities
Basil is the owner of Basil G. Allison & Associates, a support company. He spends minimal time on this business.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2009 - Present · 16 yrs 11 mos
Raymond James Financial Services, INC.
September 2003 - Present · 22 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2003 - Present · 22 yrs 8 mos
Previous Registrations
Raymond James Financial Services
October 2003 - October 2009 · 6 yrs
Raymond James & Associates, INC.
April 1997 - September 2003 · 6 yrs 5 mos
Raymond James & Associates, INC.Broker
March 1997 - September 2003 · 6 yrs 6 mos
Mcc Securities, INC.Broker
February 1995 - March 1997 · 2 yrs 1 mo
Meridian, Dunhill & CO., INC.Broker
October 1987 - January 1995 · 7 yrs 3 mos
Argus Securities, INC.Broker
April 1984 - October 1987 · 3 yrs 6 mos
State Registrations15 states
CAFLILMAMINHNJNYOHOKPASCTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.