HL
HL

Hugh Lantz

41 Years of Experience
Harrisonburg, VA
1 DisclosureBroker

Hugh Lantz is a registered investment advisor at Janney Montgomery Scott LLC, based in Harrisonburg, VA, with 41 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

313 Neff Avenue, Harrisonburg, VA, 22801

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2007
Settled
Employment History
Current Registrations
Janney Montgomery Scott LLC
April 2016 - Present · 10 yrs 1 mo
Janney Montgomery Scott LLCBroker
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLCBroker
October 1999 - April 2016 · 16 yrs 6 mos
Wells Fargo Advisors, LLC
December 1990 - April 2016 · 25 yrs 4 mos
First Union Capital Markets CORP.Broker
April 1984 - October 1999 · 15 yrs 6 mos
State Registrations31 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.