Charles Prather is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Westminster, CO, with 29 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
8778 Wolff Court Suite 200, Westminster, CO, 80031
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is an employee of Wealth Plan Partners, working full-time in investments and RIA activities. He also works for The Prather Group selling variable annuities, life insurance, and long-term care insurance, dedicating minimal time to this.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Wealthplan Partners
Previous Registrations
Securities America, INC.Broker
Wealthplan Partners
LPL Financial LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Corporate Network Brokerage Services, INC.Broker
Corporate Network Brokerage Services, INC.Broker
American Express Financial Advisors INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.