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Susan Penney

42 Years of Experience
Oklahoma City, OK
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Susan Penney is a registered investment advisor, based in Oklahoma City, OK, with 42 years of industry experience. Susan is also registered as a broker, so some compensation may come from commissions on products sold.

Location

10900 Hefner Pointe Drive, Suite 302, Oklahoma City, OK, 73120

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History

Regulatory History (2)
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Regulatory
October 2012
Final
Employment Separation After Allegations
December 2010
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Susan operates Penney Wise Wealth Advisors, LLC, focusing on fixed, variable, and Medicare supplemental insurance, as well as financial and wealth planning, dedicating all of her time to this. She also receives fixed insurance trails from Principal Financial Group and creates art from animal skulls, spending about 10% of her time on the latter.

Employment History
Current Registrations
Kovack Securities INC.Broker
November 2012 - Present · 13 yrs 11 mos
Kovack Advisors, INC.
November 2012 - Present · 13 yrs 11 mos
Previous Registrations
Westside Investment Management, LLC
April 2011 - December 2012 · 1 yr 8 mos
LPL Financial LLCBroker
February 2011 - November 2012 · 1 yr 9 mos
Wells Fargo Advisors, LLC
July 2003 - December 2010 · 7 yrs 5 mos
Wells Fargo Advisors, LLCBroker
July 2003 - December 2010 · 7 yrs 5 mos
Prudential Securities Incorporated
July 2001 - July 2003 · 2 yrs
Prudential Securities IncorporatedBroker
June 2001 - July 2003 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1996 - July 2001 · 5 yrs 5 mos
Princor Financial Services CorporationBroker
February 1985 - February 1996 · 11 yrs
First Investors CorporationBroker
February 1984 - September 1986 · 2 yrs 7 mos
State Registrations9 states
CALAMEMIMOOHOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Susan Penney - Financial Advisor | TrueAdvisor