James Coker is a CFA-designated registered investment advisor at Moors & Cabot, INC, based in Jackson, MS, with 42 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.50% |
| $250K - $500K | 0.50% |
| $500K - $1000K | 0.50% |
| $1.0M - $3.0M | 0.50% |
| $3M+ | 0.50% |
Firm states minimum fee rate is 0.50% and maximum rate is 1.50% unless approved by senior management. Fees are negotiable.
Fee Estimator
Location
1667 Lelia Drive, Jackson, MS, 39216
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a member and owner of Cadenza Properties, LLC, a real estate partnership, and spends minimal time managing the property and paying bills. He also acts as trustee for two investment-related trusts for his children and is involved with Investek Timber Management, collecting residual commissions, and has ownership in private investment companies, requiring minimal time commitment.
Employment History
Current Registrations
Moors & Cabot, INC.Broker
Moors & Cabot, INC
Coker & Palmer
Coker & PalmerBroker
Previous Registrations
Dean Witter Reynolds INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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