John House
John House is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Prescott, AZ, with 42 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
Prescott, AZ
Get directionsHistory
Regulatory History (2)
Judgment / Lien
July 2025Customer Dispute
August 1992Other Business ActivitiesSells Insurance
John is the President & CEO of Mastertech Financial Advisors, Inc., dedicating nearly full-time hours to this role. He also serves as an insurance agent for Mastertech Financial Advisors, Inc., selling fixed life insurance, and spends minimal time referring business owners to a business broker and as a business coach.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Advisornet Wealth Management
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Cigna Securities, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kevin WellsOsaic Wealth, INC.
- Michelle Morris, CFPBrio Financial Planning
- Kelly Waring, CFPLPL Financial LLC
- Adam Goldstein, CFPLPL Financial LLC
- Donovan Ritter, ChFCJ. W. Cole Advisors, INC.
- Randall Loemker, CFPTruepath Financial Planning