Adam Goldstein
Adam Goldstein is a CFP-designated registered investment advisor at LPL Financial LLC, based in Prescott, AZ, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
625 Schemmer Dr, Ste A, Prescott, AZ, 86305
Get directionsHistory
Regulatory History (1)
Criminal
October 2003Other Business ActivitiesSells Insurance
Adam owns a real estate rental property since 2019, dedicating minimal time. He also operates Adara Wealth Management as a DBA for his LPL business and works as an agent for Lion Street selling non-variable insurance, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.