DN
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Diane Nostrand

34 Years of Experience
San Francisco, CA
Broker

Diane Nostrand is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

San Francisco, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Diane works as a FINRA arbitrator, listening to securities-related disputes and participating in case decisions. This takes a few hours per week.

Employment History
Current Registrations
Morgan Stanley
April 2021 - Present · 5 yrs 1 mo
Morgan Stanley
March 2021 - Present · 5 yrs 2 mos
Morgan StanleyBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Citigroup Global Markets INC.
June 2010 - August 2019 · 9 yrs 2 mos
Citigroup Global Markets INC.Broker
June 2010 - August 2019 · 9 yrs 2 mos
UBS Financial Services INC.
May 2008 - August 2009 · 1 yr 3 mos
UBS Financial Services INC.Broker
February 1993 - August 2009 · 16 yrs 6 mos
Tucker Anthony IncorporatedBroker
March 1990 - January 1993 · 2 yrs 10 mos
First Investors CorporationBroker
April 1984 - February 1985 · 10 mos
State Registrations32 states
AKAZCACOCTDEFLHIIAIDILINKSMAMDMIMOMTNCNENHNVNYOHOKORSDTNTXUTVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Diane Nostrand - Financial Advisor | TrueAdvisor