Patricia Carnovale
Patricia Carnovale is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tucson, AZ, with 40 years of industry experience. Patricia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
5210 E Williams Cir Ste 130, Tucson, AZ, 85711
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2013Customer Dispute
November 2003Other Business Activities
Patricia is a board member for Carnovale since 2022, dedicating minimal time. She also works for Heick Hester Smith & Associates, LLC as an AFA, spending about a third of her time in this investment-related role.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Prudential Securities IncorporatedBroker
Shearson Lehman Hutton INC.Broker
Prudential-Bache Securities INC.Broker
E. F. Hutton & Company INCBroker
Ids Marketing CorporationBroker
Idm Securities CorporationBroker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.