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Andrew O'sullivan

Ameriprise Financial Services, LLC
7 Years of Experience
Tucson, AZ
1 DisclosureBroker
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Andrew O'sullivan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tucson, AZ, with 7 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Tucson, AZ

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History

Regulatory History (1)
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Criminal
February 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew serves on the Board of Directors for O'Sullivan and as Treasurer for the Board of Directors at 4855 W Broadway Blvd. He dedicates minimal time to each of these not investment-related activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2024 - Present · 1 yr 11 mos
Ameriprise Financial Services, LLCBroker
November 2024 - Present · 1 yr 11 mos
Ameriprise Financial Services, LLC
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Meridian Wealth Management, LLC
October 2022 - November 2024 · 2 yrs 1 mo
Edward Jones
March 2020 - October 2022 · 2 yrs 7 mos
Edward JonesBroker
February 2020 - October 2022 · 2 yrs 8 mos
State Farm Vp Management CORP.Broker
October 2004 - April 2005 · 6 mos
State Registrations15 states
ALAZCACOFLGAIAINMAMNNHNMNYORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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