Kevin Brown
Kevin Brown is a registered investment advisor at Union Capital Company, based in Tucson, AZ, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 517 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Union Capital Company manages investment portfolios for a fee based on the value of your portfolio. The annual fee ranges are:
- $0 to $5,000,000: 0.60% - 2.00%
- $5,000,001 to $10,000,000: 0.40% - 1.75%
- Over $10,000,000: Negotiable
Fees are calculated and collected quarterly in advance. There is a minimum account size of $25,000. The fees and account minimums are negotiable.
Location
6083 E. Grant Road, Tucson, AZ, 85712
Get directionsHistory
Regulatory History (6)
Judgment / Lien
September 2014Judgment / Lien
January 2012Judgment / Lien
June 2010Judgment / Lien
June 2009Judgment / Lien
May 2009Judgment / Lien
January 1996Other Business ActivitiesSells Insurance
Kevin is a 50% partner and VP at Specialty Insurance and Financial Services, selling various insurance products and managing the business, dedicating about a quarter of his time. He also owns K & T Realty of Trumbull, a rental property business, spending minimal time as a landlord.
Employment History
Current Registrations
Union Capital Company
Union Capital CompanyBroker
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
Sterne Agee Financial Services, INC.Broker
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.
Wrp Investments, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Butler, Wick & CO., INC.Broker
Ids Marketing CorporationBroker
Ids Financial Services INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.