Kevin Michael Brown

Union Capital Company

41 Years of Experience

6 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Union Capital Company

Compensation

Commission-BasedFee-Only (AUM)

Firm Size

11 advisors

Number of Clients

517 clients

Average Client Portfolio

$342K average

Assets Under Management

$177.0M

Fee Structure

Minimum Investment:$25K

Financial Planning:Investment management only

Location

6083 E. Grant Road, Tucson, AZ, 85712

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History

Regulatory History (6)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

September 2014

Judgment / Lien

January 2012

Judgment / Lien

June 2010

Judgment / Lien

June 2009

Judgment / Lien

May 2009

Judgment / Lien

January 1996

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Kevin is a 50% partner and VP at Specialty Insurance and Financial Services, selling various insurance products and managing the business, dedicating about a quarter of his time. He also owns K & T Realty of Trumbull, a rental property business, spending minimal time as a landlord.

Employment History

Current Registrations

Union Capital Company

January 2016 - Present · 10 yrs 1 mo

Union Capital CompanyBroker

December 2015 - Present · 10 yrs 2 mos

Previous Registrations

Sterne Agee Investment Advisor Services, INC.

January 2015 - January 2016 · 1 yr

Sterne Agee Financial Services, INC.Broker

September 2014 - December 2015 · 1 yr 3 mos

Sterne Agee Investment Advisor Services, INC.

June 2013 - January 2015 · 1 yr 7 mos

Wrp Investments, INC.

January 2001 - December 2003 · 2 yrs 11 mos

Wrp Investments, INC.Broker

March 1997 - September 2014 · 17 yrs 6 mos

Lincoln Financial Advisors CorporationBroker

November 1992 - April 1997 · 4 yrs 5 mos

The Lincoln National Life Insurance CompanyBroker

November 1992 - April 1997 · 4 yrs 5 mos

Butler, Wick & CO., INC.Broker

September 1986 - November 1992 · 6 yrs 2 mos

Ids Marketing CorporationBroker

July 1984 - September 1986 · 2 yrs 2 mos

Ids Financial Services INC.Broker

July 1984 - September 1986 · 2 yrs 2 mos

State Registrations2 states

FLOH

AdvisorBrokerBoth

Exams

No exam information available for this advisor.