Union Capital Company is a registered investment advisor and broker-dealer headquartered in Tucson, Arizona. Union Capital Company manages investment portfolios on both a discretionary and non-discretionary basis for individuals, trusts, estates, charitable organizations, and corporations. Union Capital Company tailors its portfolio management to meet each client's specific investment goals using asset allocation, fundamental, technical, and charting analysis, primarily utilizing mutual funds, exchange-traded funds, and individual stocks and bonds. Union Capital Company also offers insurance products through its dual-registered representatives. Union Capital Company requires a minimum account size of $25,000.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 2.00% |
| $5.0M - $10.0M | 1.75% |
| $10M+ | 1.75% |
Fees range from 0.60% to 2.00% for assets up to $5M, and 0.40% to 1.75% for assets between $5M and $10M. Fees are negotiable for accounts over $10M and depending on account size, prior relationship, or other factors.