Mary Carruthers
Mary Carruthers is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Redlands, CA, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
31 W. Stuart Avenue, Suite 200, Redlands, CA, 92374
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2016Customer Dispute
February 2010Customer Dispute
May 2008Customer Dispute
March 2003Other Business Activities
Mary manages mineral interests as President of H.M. Bradley Properties, LLC, handling filings, portfolio management, taxes, leases, and heir reregistration. This activity started in 2012 and requires minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.