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CFP
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CFP

Robert Heinze

Stifel, Nicolaus & Company, Incorporated
31 Years of Experience
Redlands, CA
2 DisclosuresBroker
View SEC Summary
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Robert Heinze is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Redlands, CA, with 31 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

31 W. Stuart Avenue, Suite 200, Redlands, CA, 92374

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2008
Settled
Customer Dispute
October 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is the Chair of the Finance Committee for the Family Service Association of Redlands, a Board Member & Vice President of the Myron Ratcliffe Family Foundation, President of Kimberly Shirk Events, Inc., and President of Copper Hill Home Owners Association. These activities require minimal time and are not investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
August 2009 - Present · 17 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2009 - Present · 17 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - September 2009 · 1 yr 8 mos
Wells Fargo Advisors, LLCBroker
January 2008 - September 2009 · 1 yr 8 mos
A. G. Edwards & Sons, INC.
July 1997 - January 2008 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
February 1995 - January 2008 · 12 yrs 11 mos
State Registrations38 states
AKALARAZCACOFLGAHIIDILINKYMAMEMIMNMOMTNCNENHNMNVNYOHOKORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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