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Deborah Frazier

36 Years of Experience
New York, NY
1 DisclosureBroker

Deborah Frazier is a registered investment advisor at Hightower Advisors, LLC, based in New York, NY, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

405 Lexington Avenue 42nd Floor, New York, NY, 10174

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002
Denied
Employment History
Current Registrations
Hightower Advisors, LLC
June 2019 - Present · 6 yrs 11 mos
Hightower Securities, LLCBroker
June 2019 - Present · 6 yrs 11 mos
Hightower Securities, LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Morgan Stanley
February 2016 - April 2017 · 1 yr 2 mos
Morgan StanleyBroker
January 2016 - April 2017 · 1 yr 3 mos
RBC Capital Markets, LLC
April 2012 - February 2016 · 3 yrs 10 mos
RBC Capital Markets, LLCBroker
February 2012 - February 2016 · 4 yrs
World Group Securities, INC.Broker
March 2010 - December 2010 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2004 - June 2008 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1984 - June 2008 · 24 yrs 4 mos
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Deborah Frazier - Financial Advisor | TrueAdvisor