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Richard Steinberg
39 Years of Experience
New York, NY
1 DisclosureBrokerSells Insurance
Richard Steinberg is a registered investment advisor, based in New York, NY, with 39 years of industry experience.
Location
512 W 22nd Street, 7th Floor, New York, NY, 10011
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Regulatory History (1)
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Customer Dispute
April 2008Settled
Other Business ActivitiesSells Insurance
Richard manages the investments of an Insurance Dedicated Fund, starting in August 2020. He dedicates minimal time to this activity outside of securities trading hours.
Employment History
Current Registrations
Hightower Securities, LLC
March 2012 - Present · 14 yrs 2 mos
Hightower Advisors, LLC
March 2012 - Present · 14 yrs 2 mos
Hightower Securities, LLCBroker
March 2012 - Present · 14 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2002 - March 2012 · 10 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2002 - March 2012 · 10 yrs 2 mos
Goldman, Sachs & CO.Broker
November 1986 - February 2002 · 15 yrs 3 mos
State Registrations5 states
CAFLNJNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.