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Sherry Olson-Lusardi
41 Years of Experience
Higganum, CT
1 DisclosureBroker
Sherry Olson-Lusardi is a registered investment advisor at UBS Financial Services INC., based in Higganum, CT, with 41 years of industry experience. Sherry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
Higganum, CT
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Regulatory History (1)
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Customer Dispute
June 2011Denied
Employment History
Current Registrations
UBS Financial Services INC.
November 2010 - Present · 15 yrs 11 mos
UBS Financial Services INC.
January 2003 - Present · 23 yrs 9 mos
UBS Financial Services INC.Broker
January 2003 - Present · 23 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
January 2003 - December 2007 · 4 yrs 11 mos
Salomon Smith Barney INC.Broker
March 1991 - January 2003 · 11 yrs 10 mos
Lehman Brothers INC.Broker
November 1988 - March 1991 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1984 - September 1988 · 3 yrs 10 mos
State Registrations21 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.