Michael Stern
Michael Stern is a registered investment advisor at Point Windward Advisors, INC., based in New York, NY, with 23 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 278 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.00% |
Reduced fees may be charged on the value of fixed-income securities in the account. ETF portfolios are charged 1% of assets managed, charged quarterly. 401k portfolios are charged 0.40% of assets managed, charged quarterly. New annuity accounts are charged 0.25% of assets managed, charged quarterly. Existing annuity accounts are charged 0.50% of assets managed, charged quarterly.
Fee Estimator
Location
880 Third Ave 16th Floor, New York, NY, 10022
Get directionsHistory
Regulatory History (7)
Regulatory
February 1998Regulatory
February 1995Customer Dispute
March 1994Employment Separation After Allegations
February 1994Customer Dispute
February 1994Customer Dispute
December 1993Customer Dispute
August 1990Employment History
Current Registrations
Point Windward Advisors, INC.
Previous Registrations
Ramius Securities, L.L.C.Broker
Gruntal & CO. IncorporatedBroker
Prudential Securities IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.