Jose Torres
Jose Torres is a registered investment advisor at LPL Financial LLC, based in Ocala, FL, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1409 E. Silver Springs Blvd, Ocala, FL, 34470
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2001Customer Dispute
November 1998Other Business ActivitiesSells Insurance
Jose operates under Renasant Financial Services as a DBA for his LPL business, offering advisory, brokerage, and insurance services. This activity takes nearly all of Jose's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Transamerica Financial Resources, INC.Broker
Transamerica Securities Sales CorporationBroker
Pruco Securities CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.