Brian Casey is a registered investment advisor at LPL Financial LLC, based in Ocala, FL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3201 SW 34th Ave, Suite 105, Ocala, FL, 34474
Get directionsHistory
Regulatory History (4)
Criminal
July 2009Customer Dispute
May 2009Customer Dispute
March 2008Customer Dispute
August 2004Other Business Activities
Brian owns Jen Homes LLC and spends minimal time on it. Brian also owns Casey B Enterprises, LLC, a business entity for tax/investment purposes related to his advisory income, dedicating all of his time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.