FG
FG

Frank Guerriero

28 Years of Experience
Orlando, FL
Broker

Frank Guerriero is a registered investment advisor at Morgan Stanley, based in Orlando, FL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

201 East Pine Street 11th Floor, Orlando, FL, 32801

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frank serves on the Advisory Board and Investment Committee for the Heart of Florida United Way. This civic/community role involves investment decisions and advice, taking minimal time during business hours.

Employment History
Current Registrations
Morgan Stanley
June 2020 - Present · 5 yrs 11 mos
Morgan StanleyBroker
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2012 - July 2020 · 8 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
April 2012 - July 2020 · 8 yrs 3 mos
PNC InvestmentsBroker
January 2011 - April 2012 · 1 yr 3 mos
PNC Investments
December 2010 - April 2012 · 1 yr 4 mos
PNC InvestmentsBroker
November 2009 - December 2009 · 1 mo
PNC Investments
November 2009 - December 2009 · 1 mo
Natcity Investments, INC.
June 2009 - November 2009 · 5 mos
Natcity Investments, INC.Broker
June 2009 - November 2009 · 5 mos
Satias Capital Partners LLC
October 2007 - May 2009 · 1 yr 7 mos
Citigroup Global Markets INC.
March 2003 - October 2007 · 4 yrs 7 mos
Citigroup Global Markets INC.Broker
February 2003 - October 2007 · 4 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 1998 - February 2003 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1998 - February 2003 · 4 yrs 9 mos
Prudential Securities IncorporatedBroker
March 1996 - May 1998 · 2 yrs 2 mos
State Registrations47 states
ALARAZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.