William Sullivan
William Sullivan is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Nashville, TN, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
222 2nd Ave S, Pbig - Nashville Mid America, Nashville, TN, 37201
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 1990Regulatory
December 1989Other Business Activities
William is a shareholder in Shapes Unlimited, Inc., an aluminum distribution company controlled by his brother, since 2015. He spends a few hours per week on this activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Donaldson Lufkin & Jenrette Securities Corporation
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Morgan Stanley & CO., IncorporatedBroker
Abn Amro IncorporatedBroker
Abn Amro Investment Services, INC.Broker
Atlas Financial Group, INC.Broker
Greycliffe Securities, INC.Broker
Kms Financial Services, INC.Broker
First Columbia CorporationBroker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.