RG
RG

Ronald Ganser

38 Years of Experience
Nashville, TN
2 DisclosuresBroker

Ronald Ganser is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Nashville, TN, with 38 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25485 advisors
Number of Clients
1,838,984 clients
Average Client Portfolio
$969K average
Assets Under Management
$1781.6B

Fee Structure

Investment management only (planning not offered)

Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:

  • Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
  • Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.

Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.

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Location

222 2nd Ave S, Nashville, TN, 37201

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2016
Denied
Customer Dispute
May 1995
Settled
Other Business Activities

Ronald owns a family rental property since 2016, dedicating minimal time to it. He is also a co-owner of R and S Ganser with other family members, spending minimal time on this investment-related activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - Present · 17 yrs
Previous Registrations
Banc of America Investment Services, INC.Broker
August 2008 - October 2009 · 1 yr 2 mos
Banc of America Investment Services, INC.
August 2008 - October 2009 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2004 - September 2008 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2004 - September 2008 · 4 yrs 3 mos
Painewebber IncorporatedBroker
July 1986 - November 2000 · 14 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1984 - July 1986 · 1 yr 7 mos
State Registrations2 states
MATN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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