JB
JB

John Barnefield

39 Years of Experience
Houston - Memorial City, TX
2 DisclosuresBroker

John Barnefield is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Houston - Memorial City, TX, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

945 Bunker Hill Rd, Suite 300, Houston - Memorial City, TX, 77024

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2001
Settled
Customer Dispute
August 2001
Settled
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
July 2013 - Present · 13 yrs
Robert W. Baird & CO. IncorporatedBroker
July 2013 - Present · 13 yrs
Robert W. Baird & CO. Incorporated
July 2013 - Present · 13 yrs
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2008 - July 2013 · 5 yrs 6 mos
Wells Fargo Advisors, LLC
January 2008 - July 2013 · 5 yrs 6 mos
A. G. Edwards & Sons, INC.
July 2002 - January 2008 · 5 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
August 2001 - January 2008 · 6 yrs 5 mos
Morgan Keegan & Company, INC.Broker
July 1999 - June 2001 · 1 yr 11 mos
Everen Securities, INC.Broker
March 1999 - July 1999 · 4 mos
Berkshire Equity Sales, INC.Broker
September 1998 - February 1999 · 5 mos
Coastal Securities L.P.Broker
February 1998 - July 1998 · 5 mos
Bank United Securities CORP.Broker
September 1997 - February 1998 · 5 mos
Oppenheimer & CO., INC.Broker
February 1995 - September 1996 · 1 yr 7 mos
Kidder, Peabody & CO. IncorporatedBroker
July 1991 - December 1993 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1987 - June 1991 · 3 yrs 11 mos
Shearson Lehman Brothers INC.Broker
January 1986 - July 1987 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1984 - June 1991 · 7 yrs 3 mos
State Registrations15 states
AKALAZCACOFLILINKYMAMENYPASDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.