John Maloney
John Maloney is a CFP-designated registered investment advisor at LPL Financial LLC, based in Edmond, OK, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
317 Lilac Drive, Suite 130, Edmond, OK, 73034
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Regulatory History (1)
Regulatory
June 2008Other Business ActivitiesSells Insurance
John operates Strategy Wealth and Maloney & Dennis Wealth Partners, LLC as DBAs for his LPL business, dedicating full-time and about a quarter of his time respectively. He also spends minimal time on non-variable insurance activities with Associates of Clifton Park and CRUMP.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.