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Codie Tiffin

LPL Financial LLC
15 Years of Experience
Edmond, OK
1 DisclosureBroker
View SEC Summary
View SEC Summary

Codie Tiffin is a registered investment advisor at LPL Financial LLC, based in Edmond, OK, with 15 years of industry experience. Codie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Edmond, OK

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2023
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Codie is a board member for Souls International Foundation, a non-profit organization, since July 2024. Codie will assist with fundraising and updating social media accounts, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2026 - Present · 9 mos
LPL Financial LLC
February 2026 - Present · 9 mos
LPL Financial LLC
February 2026 - Present · 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2023 - February 2026 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2023 - February 2026 · 2 yrs 10 mos
Dai Wealth, INC.
December 2022 - February 2023 · 2 mos
Dai Securities, LLCBroker
December 2022 - February 2023 · 2 mos
Scf Investment Advisors, INC.
July 2019 - December 2022 · 3 yrs 5 mos
Scf Securities, INC.Broker
July 2019 - December 2022 · 3 yrs 5 mos
Cetera Investment Advisers LLC
June 2017 - July 2019 · 2 yrs 1 mo
Cetera Investment Services LLCBroker
June 2017 - July 2019 · 2 yrs 1 mo
Cloak Advisors
February 2017 - June 2017 · 4 mos
Strategic Advisers, INC.
August 2015 - January 2017 · 1 yr 5 mos
Fidelity Brokerage Services LLCBroker
August 2015 - January 2017 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2013 - July 2015 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2010 - July 2015 · 4 yrs 8 mos
State Registrations10 states
ALARAZFLMONMOHOKTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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