Codie Tiffin is a registered investment advisor at LPL Financial LLC, based in Edmond, OK, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Edmond, OK
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Regulatory History (1)
Financial
November 2023Other Business Activities
Codie is a board member for Souls International Foundation, a non-profit organization, since July 2024. Codie will assist with fundraising and updating social media accounts, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dai Wealth, INC.
Dai Securities, LLCBroker
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cloak Advisors
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.