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ChFC
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ChFC

G. Nolan

Esi Financial Advisors
42 Years of Experience
Chicago, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

G. Nolan is a ChFC-designated registered investment advisor at Esi Financial Advisors, based in Chicago, IL, with 42 years of industry experience. G. is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 12,379 clients with $2.8B in assets under management.

Esi Financial Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
536 advisors
Number of Clients
12,379 clients
Average Client Portfolio
$224K average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.5M0.75%
$2.5M - $5.0M0.60%
$5.0M - $10.0M0.50%
$10M+0.35%

Rates reflect the primary schedule used in programs like American Funds and Schwab Retirement Advisor Services. Other programs have different maximum fees (AssetMark up to 1.50%, Saratoga up to 2.00%, SEI up to 1.75% plus 0.05% administrative fee). Actual fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1 N. Franklin St, Ste 3450, Chicago, IL, 60606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2018
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

G. owns a rental property and is flipping a house with his wife, spending minimal time on this activity. G. is also an insurance agent for several insurance companies under Lakeshore Financial Group, dedicating full-time hours, and sells life, health, and disability insurance under his own name, spending about a quarter of his time. Finally, G. is a chapter officer/board member for the Chicago Metro Chapter of the Illinois CPA Society, spending one morning per month.

Employment History
Current Registrations
Esi Financial Advisors
January 2002 - Present · 24 yrs 9 mos
Equity Services, INC.Broker
March 1984 - Present · 42 yrs 7 mos
State Registrations2 states
FLIL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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