Charles Montgomery is a registered investment advisor at Morgan Stanley, based in Memphis, TN, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6410 Poplar Avenue, Suite 600, Memphis, TN, 38119
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
November 2004 - June 2009 · 4 yrs 7 mos
Citigroup Global Markets INC.Broker
November 2004 - June 2009 · 4 yrs 7 mos
UBS Financial Services INC.
January 2004 - November 2004 · 10 mos
UBS Financial Services INC.Broker
September 1994 - November 2004 · 10 yrs 2 mos
Morgan Keegan & Company, INC.Broker
July 1989 - September 1994 · 5 yrs 2 mos
Dean Witter Reynolds INC.Broker
April 1984 - August 1989 · 5 yrs 4 mos
State Registrations29 states
AKALARAZCACOFLGAIAIDILINKYMDMEMNMSNCNJNYOHORSCTNTXVAVirgin IslandsWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.