Kenneth Kauth
Kenneth Kauth is a registered investment advisor at Harbour Investments, INC., based in St Paul, MN, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 22,917 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Harbour Investments offers investment management through wrap-fee programs where fees are calculated as a percentage of the value of your portfolio, up to a maximum of 2.0%. The specific fee is negotiated with your advisor and subject to Harbour's approval. Fees may be waived for periods after a commission is generated. Accounts under $25,000 may have higher service fees. Harbour also offers a directly-managed held-away program where fees are assessed and billed quarterly.
Location
842 Raymond Ave, St Paul, MN, 55114
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Regulatory History (3)
Customer Dispute
January 2011Customer Dispute
November 2006Customer Dispute
July 2002Other Business ActivitiesSells Insurance
Kenneth is an independent insurance agent doing business as Lakes and Plains Advisors, which includes selling equity indexed annuities.
Employment History
Current Registrations
Harbour Investments, INC.
Harbour Investments, INC.Broker
Previous Registrations
Harbour Investments, INC.
Purshe Kaplan Sterling InvestmentsBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Piper Jaffray & CO.Broker
Dain Rauscher IncorporatedBroker
Dain Rauscher IncorporatedBroker
Painewebber IncorporatedBroker
Prudential Securities IncorporatedBroker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
MML Investors Services, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.