TrueAdvisor
TrueAdvisor
MT
MT

Mark Tober

LPL Financial LLC
39 Years of Experience
San Clemente, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Mark Tober is a registered investment advisor at LPL Financial LLC, based in San Clemente, CA, with 39 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

635 Camino De Los Mares #203, San Clemente, CA, 92673-4403

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2024
Final
Regulatory
February 1997
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is involved in several business activities, including mortgage/real estate services (Alliance Mortgage Lending), operating under DBAs for his LPL business (Tober Financial and Assembly Pointe Financial), and running an insurance agency (Alliance Life Insurance Services). He spends about half his time on mortgage/real estate services and a few hours per week on his insurance agency.

Employment History
Current Registrations
LPL Financial LLC
December 1997 - Present · 28 yrs 10 mos
LPL Financial LLCBroker
May 1994 - Present · 32 yrs 5 mos
Previous Registrations
Edward D. Jones & CO., L.P.Broker
September 1991 - May 1994 · 2 yrs 8 mos
U.S. Securities Clearing CORP.Broker
October 1990 - September 1991 · 11 mos
Signature Equities CorporationBroker
July 1989 - October 1990 · 1 yr 3 mos
Mesa Securities CorporationBroker
February 1987 - July 1989 · 2 yrs 5 mos
Transamerica Financial Resources, INC.Broker
January 1987 - March 1987 · 2 mos
State Registrations11 states
AZCACOHIMINCNVTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in San Clemente, CA →All financial advisors in California →