Mark Tober
Mark Tober is a registered investment advisor at LPL Financial LLC, based in San Clemente, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
635 Camino De Los Mares #203, San Clemente, CA, 92673-4403
Get directionsHistory
Regulatory History (2)
Financial
September 2024Regulatory
February 1997Other Business ActivitiesSells Insurance
Mark is involved in several business activities, including mortgage/real estate services (Alliance Mortgage Lending), operating under DBAs for his LPL business (Tober Financial and Assembly Pointe Financial), and running an insurance agency (Alliance Life Insurance Services). He spends about half his time on mortgage/real estate services and a few hours per week on his insurance agency.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward D. Jones & CO., L.P.Broker
U.S. Securities Clearing CORP.Broker
Signature Equities CorporationBroker
Mesa Securities CorporationBroker
Transamerica Financial Resources, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.