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Donald Harrell

LPL Financial LLC
33 Years of Experience
San Clemente, CA
1 DisclosureBroker
View SEC Summary
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Donald Harrell is a CFP-designated registered investment advisor at LPL Financial LLC, based in San Clemente, CA, with 33 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1520 North El Camino Real Ste4, San Clemente, CA, 92672

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2022
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Donald is a sole proprietor/owner/partner in a real estate business since January 2018. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2026 - Present · 4 mos
LPL Financial LLC
June 2026 - Present · 4 mos
Previous Registrations
Morgan StanleyBroker
July 2015 - June 2026 · 10 yrs 11 mos
Morgan Stanley
July 2015 - June 2026 · 10 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - July 2015 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - July 2015 · 5 yrs 9 mos
Banc of America Investment Services, INC.
June 2007 - October 2009 · 2 yrs 4 mos
Banc of America Investment Services, INC.Broker
June 2007 - October 2009 · 2 yrs 4 mos
Citigroup Global Markets INC.
May 2001 - July 2007 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
October 1997 - July 2007 · 9 yrs 9 mos
Income Network CompanyBroker
June 1992 - April 1996 · 3 yrs 10 mos
American Business Securities, INC.Broker
March 1992 - July 1992 · 4 mos
State Registrations22 states
ARAZCACOCTDEFLHIIAIDINKSMONMNVNYOKORTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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