DH
DH
Donald Harrell
32 Years of Experience
Laguna Niguel, CA
1 DisclosureBroker
Donald Harrell is a registered investment advisor at Morgan Stanley, based in Laguna Niguel, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
28202 Cabot Road, Suite 500, Laguna Niguel, CA, 92677
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2022Settled
Other Business Activities
Donald is a sole proprietor/owner/partner in a real estate business since January 2018. This activity is investment-related.
Employment History
Current Registrations
Morgan StanleyBroker
July 2015 - Present · 11 yrs 2 mos
Morgan Stanley
July 2015 - Present · 11 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - July 2015 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - July 2015 · 5 yrs 9 mos
Banc of America Investment Services, INC.
June 2007 - October 2009 · 2 yrs 4 mos
Banc of America Investment Services, INC.Broker
June 2007 - October 2009 · 2 yrs 4 mos
Citigroup Global Markets INC.
May 2001 - July 2007 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
October 1997 - July 2007 · 9 yrs 9 mos
Income Network CompanyBroker
June 1992 - April 1996 · 3 yrs 10 mos
American Business Securities, INC.Broker
March 1992 - July 1992 · 4 mos
State Registrations37 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.