John Pelham
John Pelham is a registered investment advisor at Ameritas Advisory Services, LLC, based in Homewood, AL, with 42 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 25,632 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameritas Advisory Services offers several investment management programs. Fees vary depending on the program and the amount of your portfolio. Fees are negotiable and can be either a fixed percentage or tiered. Some programs also have administrative fees. Here are some examples:
- Galaxy Program: Maximum fees range from 2.00% on the first $250,000 to 1.00% on amounts over $3,000,001. Transaction fees apply.
- Ameritas Investment Strategies (AIS) Program: Includes a 0.30% program fee plus an IAR fee that varies based on the amount of your portfolio, ranging from 2.00% on the first $250,000 to 0.75% on amounts over $5,000,001. Transaction fees apply.
- Adviser Managed Retirement (AMR) Program: Includes a 0.05% program fee plus an IAR fee that varies based on the amount of your portfolio, ranging from 2.00% on the first $250,000 to 0.75% on amounts over $5,000,001.
- Adviser Managed Variable Products Program (AMVP): Fees range from 0.50% to 1.00% of the variable product cash value.
Location
2718 20th St S Ste 100, Homewood, AL, 35209
Get directionsHistory
Regulatory History (1)
Judgment / Lien
January 2023Other Business ActivitiesSells Insurance
John is a licensed independent insurance agent selling fixed insurance products since 1998, dedicating full-time hours to Nowlin and Associates. He also presents educational seminars, sells fixed and indexed annuities, and teaches the CFP curriculum through Pelham Financial Group, dedicating minimal time to this. Additionally, he is an agent for Ameritas Life Insurance Company and owner of Pelham Financial LLC.
Employment History
Current Registrations
Ameritas Advisory Services, LLC
Ameritas Investment Company, LLCBroker
Previous Registrations
Ameritas Advisory Services
The Ascent Group, LLC
Ameritas Advisory Services
The Advisors Group, INC.
The Advisors Group, INC.Broker
Allmerica Investments, INC.Broker
First Investors CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.