David Rose is a registered investment advisor at UBS Financial Services INC., based in Short Hills, NJ, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
51 Jfk Parkway, Suite 303, Short Hills, NJ, 07078
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David serves as a trustee for three trusts: the Nicholas DeBiase Trust, the Christopher DeBiase Trust, and the Michael DeBiase Trust, all established in 2013. He also works as a poll worker for the Morris County Board of Elections, dedicating minimal time to this role.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Lehman Government Securities INC.Broker
Zweig Securities CORP.Broker
Drexel Burnham Lambert IncorporatedBroker
State Registrations17 states
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