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Steven Anderson is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
233 South Wacker Drive, Suite 8600, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2016Award / Judgment
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Credit Suisse Securities (USA) LLCBroker
August 2004 - December 2006 · 2 yrs 4 mos
Credit Suisse Securities
August 2004 - December 2006 · 2 yrs 4 mos
Morgan Stanley & CO., Incorporated
August 2001 - July 2004 · 2 yrs 11 mos
Morgan Stanley & CO., IncorporatedBroker
May 1994 - July 2004 · 10 yrs 2 mos
Cs First Boston CorporationBroker
March 1987 - April 1994 · 7 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1985 - October 1986 · 1 yr 7 mos
State Registrations24 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.