PF
PF

Paul Freudenberger

42 Years of Experience
Prescott, AZ
3 DisclosuresBroker

Paul Freudenberger is a registered investment advisor at Wells Fargo Advisors, based in Prescott, AZ, with 42 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

325 W Gurley St, Ste 202, Prescott, AZ, 86301

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011
Denied
Customer Dispute
February 2003
Closed-No Action
Customer Dispute
August 2002
Closed-No Action
Other Business Activities

Paul serves as an alternate power of attorney for a Wells Fargo client, a role related to investments. This requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
May 2011 - Present · 15 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
A. G. Edwards & Sons, INC.Broker
January 1989 - January 2008 · 19 yrs
Prudential-Bache Securities INC.Broker
November 1985 - November 1990 · 5 yrs
Dean Witter Reynolds INC.Broker
April 1984 - August 1985 · 1 yr 4 mos
State Registrations39 states
ALAZCACODEFLGAIAIDILKSMAMDMEMIMNMOMTNCNDNENHNJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors