Daniel Sopher
Daniel Sopher is a registered investment advisor at LPL Financial LLC, based in Metuchen, NJ, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
258 Bridge St, Metuchen, NJ, 08840
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Regulatory History (2)
Customer Dispute
April 2021Customer Dispute
June 2009Other Business ActivitiesSells Insurance
Daniel operates Sopher Financial Group, LLC as a DBA for his LPL business, dedicating nearly full-time hours to it. He is also an agent selling life, health, disability, long-term care, and fixed annuities, but reports spending no time on this activity. Additionally, Daniel is a board member for Lep Foundation, a non-profit, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
NFP Advisor Services, LLC
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
Pruco Securities CorporationBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.