TrueAdvisor
TrueAdvisor
RR
RR

Ronald Richardson

Vista Investment Partners LLC
42 Years of Experience
Oklahoma City, OK
1 Disclosure
View SEC Summary
View SEC Summary

Ronald Richardson is a registered investment advisor at Vista Investment Partners LLC, based in Oklahoma City, OK, with 42 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 479 clients with $610M in assets under management.

Vista Investment Partners LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
479 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$610.6M

Fee Structure

Minimum Investment:$1M
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $2.0M1.00%
$2M+1.00%

Fees for accounts over $2,000,000 are negotiable. Fixed income accounts generally have lower fees that are individually negotiated. If proprietary strategies are not used, the maximum fee is 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5601 North Classen Boulevard, Suite 101, Oklahoma City, OK, 73118

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2014
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Vista Investment Partners LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Ifs SecuritiesBroker
January 2017 - May 2017 · 4 mos
Raymond James & Associates, INC.
October 2009 - December 2016 · 7 yrs 2 mos
Raymond James & Associates, INC.Broker
October 2009 - December 2016 · 7 yrs 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2009 · 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2009 · 4 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2001 - April 2007 · 6 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 2000 - April 2007 · 6 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1993 - October 2000 · 7 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1993 - January 1993 · 0 mos
Lehman Brothers INC.Broker
February 1987 - June 1993 · 6 yrs 4 mos
Rauscher Pierce Refsnes, INC.Broker
January 1986 - March 1987 · 1 yr 2 mos
Dean Witter Reynolds INC.Broker
April 1984 - February 1986 · 1 yr 10 mos
State Registrations4 states
CALAOKTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Oklahoma City, OK →All financial advisors in Oklahoma →