TrueAdvisor
TrueAdvisor
JL
JL

Jerry Ludwig

Regal Advisory Services, INC.
42 Years of Experience
Bryan, TX
BrokerSells Insurance
View SEC Summary
View SEC Summary

Jerry Ludwig is a registered investment advisor at Regal Advisory Services, INC., based in Bryan, TX, with 42 years of industry experience. Jerry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 274 clients with $120M in assets under management.

Regal Advisory Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
274 clients
Average Client Portfolio
$443K average
Assets Under Management
$121.4M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.0% of managed assets, which may be negotiated. Additional platform or program fees may apply depending on the chosen custodian or strategy.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1716 Briarcrest Ste 602, Bryan, TX, 77802

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Jerry is involved in several outside business activities, including expert witness consulting for securities arbitration claims, brokerage business through Regal Securities, and holding limited partner and VP/President positions in bar & grill businesses. Jerry also works as an insurance agent selling various insurance products for multiple companies, dedicating minimal time to each.

Employment History
Current Registrations
Regal Advisory Services, INC.
July 2012 - Present · 14 yrs 3 mos
Regal Securities, INC.Broker
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
Brokersxpress LLC
March 2010 - July 2012 · 2 yrs 4 mos
Brokersxpress LLCBroker
March 2010 - July 2012 · 2 yrs 4 mos
Gunnallen Financial, INC
August 2002 - March 2010 · 7 yrs 7 mos
Gunnallen Financial, INCBroker
November 2000 - March 2010 · 9 yrs 4 mos
Birchtree Financial Services, INC.Broker
November 1995 - November 2000 · 5 yrs
Painewebber IncorporatedBroker
January 1991 - November 1995 · 4 yrs 10 mos
Rotan Mosle INC.Broker
April 1988 - January 1991 · 2 yrs 9 mos
E. F. Hutton & Company INCBroker
April 1984 - May 1988 · 4 yrs 1 mo
State Registrations15 states
AZCACOFLGAIAINMNNVNYOKORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Bryan, TX →All financial advisors in Texas →