LD
LD

Leon Dorich

38 Years of Experience
The Dalles, OR
Broker

Leon Dorich is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in The Dalles, OR, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

103 E. Third Street, The Dalles, OR, 97058

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Leon owns Dorich Tree Farm, a Christmas tree farm located at his residence, dedicating minimal time. He also owns Leon Dorich, LLC, a support company, dedicating about half of his time, including during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 6 mos
Raymond James Financial Services, INC.Broker
August 2008 - Present · 17 yrs 11 mos
Previous Registrations
Raymond James Financial Services
October 2008 - January 2009 · 3 mos
UBS Financial Services INC.Broker
August 2006 - September 2008 · 2 yrs 1 mo
Piper Jaffray & CO.Broker
November 1998 - August 2006 · 7 yrs 9 mos
U.S. Bancorp Investments, INC.Broker
September 1997 - November 1998 · 1 yr 2 mos
U.S. Bancorp SecuritiesBroker
March 1992 - September 1997 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1985 - March 1989 · 4 yrs
State Registrations23 states
AKAZCACOFLIAIDINKYLAMIMTNCNMNVOKORPRSCTNTXUTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.