MA
CFP
MA
CFP
Michael Allan is a CFP-designated registered investment advisor, based in New York, NY, with 41 years of industry experience.
Location
299 Park Avenue, 21st Floor, New York, NY, 10171
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Regulatory History (1)
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Customer Dispute
October 2005Settled
Other Business ActivitiesSells Insurance
Michael works as a tax preparer for B. Riley Wealth Tax Services and as a representative for B. Riley Wealth Insurance, selling life and health insurance. Both activities each take a full-time commitment during securities trading hours.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
September 2021 - Present · 4 yrs 10 mos
B. Riley Wealth Advisors, INC.
May 2014 - Present · 12 yrs 2 mos
Previous Registrations
National Securities CorporationBroker
November 2013 - July 2022 · 8 yrs 8 mos
Asset & Financial Planning, LTD
August 2010 - May 2014 · 3 yrs 9 mos
Prime Capital Services, INC.Broker
April 1987 - November 2013 · 26 yrs 7 mos
Fsc Securities CorporationBroker
May 1986 - April 1987 · 11 mos
John Hancock Distributors, INC.Broker
May 1984 - May 1986 · 2 yrs
State Registrations12 states
CTDCDEFLNJNYOHPASCTXVAVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.