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Bruce Moulds

Cambridge Investment Research Advisors, INC.
40 Years of Experience
Fort Collins, CO
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Bruce Moulds is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Fort Collins, CO, with 40 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3933 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5309 Fossil Ridge Dr., Fort Collins, CO, 80525

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 1997
Regulatory
December 1994
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Bruce is an owner/agent selling and servicing health and life insurance products since 1993, dedicating about half of his time to this. He is also an advisory representative of a registered investment advisor (RIA) since 2016, spending about a quarter of his time on this activity, and an investment advisor representative (IAR) since 2008, spending nearly full-time hours on this.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
April 2016 - Present · 10 yrs 6 mos
Cambridge Investment Research, INC.Broker
December 2008 - Present · 17 yrs 10 mos
Previous Registrations
Securities America, INC.Broker
February 1999 - December 2008 · 9 yrs 10 mos
Mds Securities IncorporatedBroker
September 1998 - October 1998 · 1 mo
Conseco Financial Services, INC.Broker
September 1997 - October 1997 · 1 mo
United Securities Alliance, INC.Broker
March 1995 - August 1997 · 2 yrs 5 mos
Sentra Securities CorporationBroker
March 1993 - March 1995 · 2 yrs
PFS Investments INC.Broker
October 1984 - December 1992 · 8 yrs 2 mos
State Registrations12 states
AZCACOGAIDKSMNOKTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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