David Mottes
David Mottes is a registered investment advisor at Osaic Wealth, INC., based in Smithtown, NY, with 40 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
720 Smithtown Bypass, East Wing, Smithtown, NY, 11787
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Regulatory History (1)
Regulatory
January 1999Other Business Activities
David is a director of business development at PPS Advisors, Inc. This role takes up a significant amount of his time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
American Portfolios Advisors, INC
Professional Planning Services
American Portfolios Financial Services, INC.Broker
Kaufman Bros., L.P.Broker
Needham & Company, INC.Broker
Kaufman Bros., L.P.Broker
J.P. Morgan Securities INC.Broker
Furman Selz IncorporatedBroker
State Registrations50 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.