Louise Fallica
Louise Fallica is a registered investment advisor at Osaic Wealth, INC., based in Smithtown, NY, with 40 years of industry experience. Louise operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
720 Smithtown Bypass, East Wing, Smithtown, NY, 11787
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Regulatory History (1)
Customer Dispute
November 2022Other Business ActivitiesSells Insurance
Louise is a VP at Design Capital Planning Group, a financial services firm and licensed real estate broker and insurance agent, dedicating nearly full-time hours. She also owns Design Capital Wealth and Retirement Strategies LLC, a financial planning practice, and sells insurance products, including Medicare, LTC, life, and disability insurance, dedicating about a quarter of her time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
American Portfolios Advisors, INC
Professional Planning Services
American Portfolios Financial Services, INC.Broker
Securities Service Network, INC.Broker
Securities America, INC.Broker
New England SecuritiesBroker
Source Securities, INC.Broker
Securities Network, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.