Steven Spurgeon
Steven Spurgeon is a registered investment advisor at Spurgeon Financial Group, based in Stockton, CA, with 7 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 338 clients with $38M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
If Spurgeon Financial Group manages your money, the annual negotiable fee ranges from 0.5% to 2%, depending on the size and complexity of your account. The fee is paid quarterly, at the end of each quarter.
Location
7825 N. Pershing Avenue, Stockton, CA, 95207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven owns Spurgeon Financial Group, a registered investment advisor, and dedicates most of his time to it. He also spends about a quarter of his time at Senior Advisory Group selling equity indexed annuities.
Employment History
Current Registrations
Spurgeon Financial Group
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.