Elizabeth Norman
Elizabeth Norman is a registered investment advisor at LPL Financial LLC, based in Brea, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
512 E Imperial Hwy, Brea, CA, 92821
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Regulatory History (1)
Customer Dispute
June 2002Other Business ActivitiesSells Insurance
Elizabeth is a trustee for the Norman Family Trust and partial owner of rental real estate. She also sells fixed insurance and is the President of Retirement Specialists, Inc., an entity for her LPL business, dedicating about a quarter of her time to this role.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Ffp Securities, INC.Broker
Ifg Network Securities, INC.Broker
Keogler, Morgan & Company, INC.Broker
Transamerica Securities Sales CorporationBroker
Transamerica Financial Resources, INC.Broker
Waddell & Reed, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.