MC
ChFC
MC
ChFC

Michael Connell

41 Years of Experience
Dublin, OH
Broker

Michael Connell is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Dublin, OH, with 41 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

545 Metro Place South, Suite 220, Dublin, OH, 43017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
October 2012 - June 2019 · 6 yrs 8 mos
Foresters Financial Services, INC.Broker
April 1984 - June 2019 · 35 yrs 2 mos
State Registrations18 states
AZCACOFLGAINKYMIMONCNMOHPASCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Connell - Financial Advisor | TrueAdvisor