RS
CFP
RS
CFP
Rod Skaf is a CFP-designated registered investment advisor, based in Dublin, OH, with 29 years of industry experience. Rod is also registered as a broker, so some compensation may come from commissions on products sold.
Location
545 Metro Place South, Suite 220, Dublin, OH, 43017
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2017Denied
Customer Dispute
June 2015Denied
Customer Dispute
August 2009Denied
Customer Dispute
March 2009Denied
Other Business ActivitiesSells Insurance
Rod is a 100% owner of SKAFCO, DBA for Cetera Business. He also sells Mass Mutual fixed products for Legacy Business.
Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2022 - Present · 4 yrs 5 mos
Cetera Investment Services LLCBroker
May 2022 - Present · 4 yrs 5 mos
Cetera Investment Services LLC
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - May 2022 · 5 yrs 2 mos
MML Investors Services, LLC
March 2017 - May 2022 · 5 yrs 2 mos
Msi Financial Services, INC.
October 2002 - March 2017 · 14 yrs 5 mos
Msi Financial Services, INC.Broker
July 2002 - March 2017 · 14 yrs 8 mos
Metropolitan Life Insurance CompanyBroker
July 2002 - July 2007 · 5 yrs
Mony Securities CorporationBroker
November 1996 - July 2002 · 5 yrs 8 mos
State Registrations18 states
CADCFLGAILINKYMAMIMONJNMNYOHTXVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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