Karen Vining
Karen Vining is a registered investment advisor at Osaic Wealth, INC., based in Alpharetta, GA, with 41 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1602 Abbey Court, Alpharetta, GA, 30004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Karen is an insurance agent selling various insurance products since 2020, dedicating a few hours per week to this activity. She also owns office space for VFS through KCV Properties, LLC and is a partner and investment advisor at Incompass Financial Partners, LLC, spending full-time hours on financial planning and client service.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Incompass Financial Partners, LLC
Previous Registrations
Triad Advisors, LLC
Southbridge
Vining Financial
Triad Advisors LLCBroker
Royal Alliance Associates, INC.Broker
Keogler, Morgan & Company, INC.Broker
Marshall & CO. Securities, INC.Broker
Bear, Stearns & CO. INC.Broker
The Stuart-James Company, INC.Broker
Norris & Hirshberg, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.