Stephen Kilpatrick
Stephen Kilpatrick is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Alpharetta, GA, with 32 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2300 Lakeview Parkway, Suite 700, Alpharetta, GA, 30009
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
July 2011Employment Separation After Allegations
March 2011Customer Dispute
July 2000Other Business ActivitiesSells Insurance
Stephen is a Registered Principal and Insurance Agent at Kilpatrick Advisors, Inc., spending about half his time on these advisory and insurance-related activities. He also serves as a soccer referee for the Georgia State Referee Committee, dedicating minimal time to this role.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Investacorp Advisory Services INC
Investacorp, INC.Broker
Brokersxpress LLC
Brokersxpress LLCBroker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Spc
Sigma Financial CorporationBroker
Wachovia Securities Financial Network, LLC
Wachovia Securities Financial Network, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.